Regulatory Compliance Analyst

Your new company

Your new company is an established financial institution. They are looking for a compliance analyst (min. 3 years of Compliance experience) to join the Compliance department to ensure that all risks are appropriately identified and assessed and perform extensive compliance reviews/self-assessments for their businesses.Your new role

As a crucial team member, you will support the Team Head with your compliance knowledge across all regulated activities. You’ll also be required to conduct relevant compliance reviews, gap analysis and self-assessment. Below are the main objectives of your role:

• Develop, review and enforce compliance programmes by the policies and guidelines of the bank and regulatory bodies.
• Conduct regular compliance reviews and training to ensure the following procedures are meeting regulatory requirements/ business changes
• Work closely with other business units and provide sufficient internal training and licensing applications to enhance the compliance consciousness of all staff levels.

What you’ll need to succeed

• Ideally, you will have at least 3 years of Compliance experience.
• Possess good knowledge of local regulatory requirements
• Experience with an SFC-licensed company is highly preferable.
• Good command of both spoken and written English and Chinese

What you’ll get in return

• Competitive compensation package alongside consistent career development
• Opportunities to work with experienced compliance specialists within the field
• Lead and transform the strategy and future of a well-established team

Average Salary: HK$ Negotiable